Audit Manager

Internal Audit

Global Internal Audit provides independent, objective assurance to management and the risk and audit committees as to whether the framework of risk management, control, and governance processes, as designed and represented by management, is adequate and functioning. This team with skilled business, process, data, change, and culture analysts helps HSBC to achieve its strategic purpose, safely and sustainably. 

We are currently seeking an experienced professional to join our team.

In this role, you will:

•    Lead and participate audits covering Regulatory Compliance, Financial Crime, Conduct and Legal topics.
•    Independently identify and assess risks; evaluate the design and operating effectiveness of controls; assess compliance with applicable policies, procedures and regulatory regulations; and agree pragmatic, sustainable recommendations with management.
•    Effectively articulate and discuss potentially challenging matters and audit findings with stakeholders across all levels. 
•    Collaborate effectively with multiple stakeholders including First and Second line teams and within Global Internal Audit.
•    Ensure that audit assignments are completed in a timely and efficient manner and meet the expectations of audit and business management and regulators. 
•    Manage audit delivery in line with GIA methodology, including maintaining clear and high-quality documentation.
•    Contribute to the wider development of Global Internal Audit through collaborating with other audit teams and supporting the Function's goals. 
•    Leverage data analytics and technology-enabled auditing (including AI where appropriate) to enhance audit efficiency and coverage.

•    Relevant experience in Internal Audit, External Audit, Risk and Compliance, Financial Crime Compliance and Regulatory Engagement within large financial institution(s).  
•    Strong understanding of regulatory expectations and frameworks in wider markets and related compliance requirements, including experience operating in major international financial center(s). 
•    Strong analytical, problem-solving and organisational skills, with sound judgement and the ability to manage multiple priorities. 
•    Excellent written and spoken communication skills, capable of articulating complex issues clearly to diverse audiences. 
•    Experience in data analysis using tools such as Python/SQL/Alteryx and data visualization tools such as Qlik/Tableau; familiarity with AI tools for audit use cases is an advantage. 
•    Relevant professional qualification CPA, CIA, CAMS (or equivalent) preferred.

You’ll achieve more when you join HSBC.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within and inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by HSBC Bank (China) Company Limited