Manager Central Approval Team

Some careers shine brighter than others.

If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

We are currently seeking an experienced professional to join our team in the role of  Manager Central Approval Team

In this role, you will:

• Complete the compliance review and approval process for the complete life-cycle of all financial promotion content across HSBC Asset Management – including self-compliance and Regulatory Compliance  approval coordination at the Point of Manufacture , Point of Distribution and Point of Customization 
• Review all financial promotion content produced by various teams across the business, and certify all content is clear, comply with regulatory requirements and internal policies
• Add the appropriate disclaimers and disclosure to all approved financial promotion content and publish approved documents to global and local content repositories)
• Contribute to the maintenance a full library of disclaimer/disclosure for all markets and all investment strategies  maintenance
• Contribute to the maintenance Global Compliance Checklist and manage ongoing Compliance Training and Testing for all Content Owners, Marketing, Client Business and Customisation teams 
• Conduct regular audits of financial promotions including quarterly quality check (review of samples of documents) to identify areas for improvement and ensure ongoing compliance
• Timely production of Market Intelligence required for meetings
• Adherence to Risk, Compliance, Global Standards and Financial Crime Control requirements.

To be successful you will:

• Bachelor's degree in finance, business, law or a related field
• Strong experience in asset management compliance, with a focus on financial promotion content
• Understanding of regulatory requirements for financial promotions in the asset management industry
• Ability to interpret and apply the regulatory requirements - the financial promotion content.
• Excellent communication and interpersonal skills to work effectively with different teams and stakeholders
• Strong attention to detail and ability to analyze complex information
• Experience working with Regulatory Compliance professionals and responding to inquiries or requests for information.  
• Understand the Treating Customers Fairly Principles

You’ll achieve more at HSBC 

www.hsbc.com/careers

HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, colour, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.

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