MANAGER CONTROLS ASSURANCE, GLOBAL RCAS

Some careers shine brighter than others. 

If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions. 

We are currently seeking an experienced professional to join our team in the role of   MANAGER CONTROLS ASSURANCE

In this role, you will:  

• Perform end-to-end Regulatory Compliance (RC) risk testing / control assessments. 

• Apply SME judgement to identify and assess process gaps 

• Utilise strong knowledge of the compliance risk environment to identify potential gaps 

• Execute high-quality testing and documentation 

• Evaluate the assigned controls for design effectiveness, operating effectiveness and continuous monitoring, document results and raise issues as appropriate. 

• Ensure assigned control assessments are accurate, effective, and completed in accordance with Group chief control oversight office  methodology, procedures and templates, meeting quality control expectations. 

• Issue management and remediation support 

• Raise issues clearly and consistently, including severity/rating, impact, root cause themes, and required corrective actions. 

• Ensure issue owners complete sufficient root cause analysis for all material issues and establish appropriate, time-bound remediation plans. Data, automation and analytics-enabled testing 

To be successful you will: 

• Minimum of 2 years proven experience in Controls testing, audit, compliance or risk management within financial services or other major industries. 

• Excellent understanding of Regulatory Compliance topics such as Market Conduct, Surveillance, Cross-Border Checks and Consumer & Client Protection, and/or the aptitude to develop this understanding in good time, and must be familiar regarding relevant regional laws, regulations, and the overall regulatory environment. 

• Minimum Bachelor’s degree in related field such as business, finance, or equivalent experience; Master’s degree preferred.. 

• Experience working with local and regional stakeholders and an understanding of global standards of quality.  

• Proven interpersonal, analytical, problem-solving, decision-making, and team building skills.. 

• Broad knowledge of banking and a good understanding of all significant regulatory compliance requirements applicable to a CoE. 

• Experience developing automation and analytics tools for controls testing with big dataset preferred. 

• Fluent in both oral and written English and Proficient with Microsoft Office. 

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You’ll achieve more when you join HSBC. 

www.hsbc.com/careers  

HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.” 

Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website. 

***Issued By HSBC Electronic Data Processing (India) Private LTD***