Assistant Vice President Sales Quality, Conduct and Regulatory Risk

Some careers shine brighter than others.

If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.

We are currently seeking an experienced professional to join our team in the role of Assistant Vice President Sales Quality Conduct and Regulatory Risk

In this role, you will:

• The purpose of this role is to oversee the implementation of controls associated with Regulatory Risk, Conduct Risk, and Sales Suitability across all countries in Asia Pacific.
• Responsible for ensuring maintenance and reinforcement of the Sales Quality and Conduct frameworks.
• Act independently as a subject matter expert of Conduct and the Sales Quality minimum standards, and responsible for advising countries on the existing requirements and identify and highlighting issues for escalation when required.
• Responsible for ensuring that all countries are familiar with the framework associated with Regulatory Risk and support adherence to policies and procedures
• Oversee and manage the timely production of management information at both country and regional level.
• Collaborate and contribute in team meeting / team activities and work towards sustaining team spirit.
• Collaborate with line manager/supervisor in managing day-to-day operations and support peers on process if needed.
• Acts as a role model for our Group Values and Behaviors (Open, Connected, Dependable), supporting colleagues and customers to deliver superior customer service through these values.

To be successful you will:

• Bachelor’s degree in banking, finance, accountancy or in related field. Relevant advanced degree or professional qualification is an advantage.
• Knowledge on risk roles such as audit experience / risk management and sales process would be preferred, but not mandatory.
• Good analytical skills, preferably with previous experience on data analytics.
• Well-organized, passionate, and highly responsible
• Experience of 8-12 years in risk domain. Excellent written and verbal communication skills.
• Attention to detail, with ability to deliver good quality output within a tight timeframe.
• Ability to communicate and deal with complex issues.

You’ll achieve more at HSBC

www.hsbc.com/careers

HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.”

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